uniform securities agent state law examination
1Uniform Securities Agent State Law Exam — The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by NASAA and is administered by FINRA. The examination is designed to qualify candidates as securities agents within a state; nearly all… …
2Uniform securities agent state law examination — A test required in some states for registered representatives who are employees of member firms of the NASD or over the counter brokers. Bloomberg Financial Dictionary …
3Uniform Securities Act — The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities …
4National Securities Markets Improvement Act of 1996 — The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to… …
5General Securities Representative Exam — The General Securities Representative Exam, commonly referred to as the Series 7 Exam, is a required exam to become a Registered Representative of a broker dealer in the United States.The exam is a six hour, 260 question test (250 of which count… …
6The National Securities Markets Improvement Act of 1996 — is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect… …
7Law, Crime, and Law Enforcement — ▪ 2006 Introduction Trials of former heads of state, U.S. Supreme Court rulings on eminent domain and the death penalty, and high profile cases against former executives of large corporations were leading legal and criminal issues in 2005.… …
8диплом Серия 7 — Брокер, сдавший экзамен на право вести операции с ценными бумагами, обычно известен под названием Серия 7 (Series 7) и является зарегистрированным представителем (registered representative). Кроме Серии 7 , представляющей собой 6 часовой тест,… …
9United States — a republic in the N Western Hemisphere comprising 48 conterminous states, the District of Columbia, and Alaska in North America, and Hawaii in the N Pacific. 267,954,767; conterminous United States, 3,022,387 sq. mi. (7,827,982 sq. km); with… …
10Germany — /jerr meuh nee/, n. a republic in central Europe: after World War II divided into four zones, British, French, U.S., and Soviet, and in 1949 into East Germany and West Germany; East and West Germany were reunited in 1990. 84,068,216; 137,852 sq.… …
