types of securities
1Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …
2Securities Fraud — A type of serious white collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use to make decisions. Securities Fraud can also be committed by… …
3Securities Investor Protection Act — The Securities Investor Protection Act of 1970 codified at usc|15|78aaa through usc|15|78lll, established the Securities Investor Protection Corporation (SIPC). Most brokers and dealers registered under the Securities and Exchange Act of 1934 are …
4securities demand — USA Business jargon for a provision in bank loan fee letters for bank/bond deals that permits the arranger to demand that the borrower issue debt securities to refinance the outstanding bridge loan arranged by the arranger. The provision may: •… …
5securities — UK [sɪˈkjʊərətiz] US [sɪˈkjʊrətiz] noun [plural] business documents showing that you own shares in a company Thesaurus: stocks and shares and the stock exchangehyponym types of tax and taxationhyponym …
6Types of business entity — Companies law Company  …
7Securities lending — In finance, securities lending or stock lending refers to the lending of securities by one party to another. The terms of the loan will be governed by a Securities Lending Agreement , which, under U.S. law, requires that the borrower provides the …
8Securities offering — A securities offering (or funding round or investment round) is a discrete round of investment, by which a business or other enterprise raises money to fund operations, expansion, a capital project, an acquisition, or some other business… …
9securities — Paper certificates (definitive securities) or electronic records ( book entry securities) evidencing ownership of equity ( stocks) or debt obligations ( bonds). Bloomberg Financial Dictionary securities and other financial instruments of any… …
10Municipal Securities Rulemaking Board — The Municipal Securities Rulemaking Board, often referred to as the MSRB, writes investor protection rules and other rules regulating broker dealers and banks in the United States municipal securities market, including tax exempt and taxable… …
