state securities
81Portuguese Securities Market Commission — Comissão do Mercado de Valores Mobiliários Agency overview Formed April 1991 Jurisdiction Portugal Headquarters …
82The National Securities Markets Improvement Act of 1996 — is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to promote more efficient management of mutual funds, protect… …
83North American Securities Administrators Association - NASAA — A voluntary organization, established in 1919, of securities regulators whose aim is to protect investors who buy securities or investment advice by educating the public, investigating violations of state and provincial law and filing enforcement …
84Uniform Combined State Law Exam — The Uniform Combined State Law Examination also called Series 66 exam is developed by NASAA and is administered by the NASD. This examination is designed to qualify candidates as both securities agents and investment adviser representatives. The… …
85Uniform Transfer-on-Death Securities Registration Act — A statute that allows people to name a beneficiary to inherit stocks or bonds without probate. This is called registering the securities in beneficiary or transfer on death form. The owner of the securities can register them with a broker using a …
86Term Asset-Backed Securities Loan Facility - TALF — A program created by the U.S. Federal Reserve in November, 2008 to boost consumer spending to help jumpstart the economy. This is accomplished through the issuance of asset backed securities. The collateral for these securities is made up of… …
87National Association of Securities Dealers — ( NASD) An association of broker/dealers. The association supervises and regulates the trading and the conduct of its member organizations and the licensed brokers who work for those member organizations. The NASD was created under the Securities …
88New York state public-benefit corporations — and authorities operate like quasi private corporations, with boards of directors appointed by elected officials. Public authorities share characteristics with government agencies, but they are exempt from many state and local regulations. Of… …
89Ministry of State Security of the People's Republic of China — 中华人民共和国国家安全部 Agency overview Jurisdiction  People s Republic …
90New York State public benefit corporations — and authorities operate like quasi private corporations, generally with boards appointed by elected officials. They re a form of government bureaucracy in one sense but, unlike government agencies, public benefit corporations are exempt from some …