state securities
51Secretary of State of Nevada — The Secretary of State of Nevada is a statewide elected office in the State of Nevada. The secretary of state post is common to many U.S. states. In Nevada, it is a constitutional office (i.e., it is mandated by the Constitution of Nevada . The… …
52CITIC Securities — Company Limited 中信证券股份有限公司 Type State owned enterprise Industry Securities Founded 1999 Headquarters …
53National Securities Markets Improvement Act of 1996 — The National Securities Markets Improvement Act of 1996 is an amendment to United States federal securities laws in order to promote efficiency and capital formation in the financial markets, and to amend the Investment Company Act of 1940 to… …
54Oklahoma State Treasurer — Office of the Oklahoma State Treasurer Great Seal of Oklahoma Agency overview Formed November 17, 1907 Preceding agency Off …
55Municipal Securities Rulemaking Board — The Municipal Securities Rulemaking Board, often referred to as the MSRB, writes investor protection rules and other rules regulating broker dealers and banks in the United States municipal securities market, including tax exempt and taxable… …
56home state — This term has a number of meanings depending on the context in which it is used: In relation to an investment firm, the European Economic Area (EEA) state in which its registered office or head office is situated. In relation to a credit… …
57China State Construction Engineering Corp — China State Construction Engineering Corporation 中国建筑工程总公司 Type State owned enterprise Industry Property and Real Estate Construction Founded 1982 …
58Hague Securities Convention — The Hague Securities Convention is an international multilateral treaty intended to remove, globally, legal uncertainties for cross border securities transactions. [http://hcch.e vision.nl/index en.php?act=conventions.text cid=72] The Convention… …
59List of Securities Examinations — The following is a list of FINRA, NASAA, and NFA financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no… …
60General Securities Representative Exam — The General Securities Representative Exam, commonly referred to as the Series 7 Exam, is a required exam to become a Registered Representative of a broker dealer in the United States.The exam is a six hour, 260 question test (250 of which count… …
