security holder
71Residual Security — A convertible security which may increase the number of current outstanding common shares. A residual security, which is converted or exercised, results in more shares being issued, causing dilution. Corporations may offer residual securities to… …
72entitlement holder — USA A person identified in the records of a securities intermediary as the person having a security entitlement against the securities intermediary (UCC §8 102(a)(7)). The entitlement holder is typically the customer of the securities… …
73Non-Marketable Security — Any type of security that is difficult to buy or a sell because it does not trade on a normal market or exchange. These types of securities trade over the counter (OTC) or in a private transaction. Finding a party with which to transact business… …
74Underlying Option Security — An underlying option security is the financial instrument on which a derivative s (i.e., an option s) value is based – it provides the price that is used to determine the value of the derivative. An option is classified as a derivative… …
75qualifying floating charge holder — A person who, in respect of a company s property, holds one or more debentures of the company secured by: • A qualifying floating charge which relates to the whole or substantially the whole of the company s property; • A number of qualifying… …
76Exchangeable Security — A security that grants its holder the right to exchange it for the common stock of a firm other than the issuer. These are often used in takeovers …
77debt security — Any financial instrument representing a creditor relationship between the issuer (the debtor) and the holder of the instrument (the creditor). This generally includes all U.S. Treasury securities, municipal securities, corporate bonds,… …
78registered security — /ˌredʒɪstəɪd sɪ kjυərɪti/ noun a security (such as a share in a quoted company) which is registered with Companies House and whose holder is listed in the company’s share register …
79exchangeable security — investment instrument that grants its holder the right to exchange it for the common stock of a firm other than the issuer of the instrument. Bloomberg Financial Dictionary …
80loan-holder — loanˈ holdˈer noun A person who holds security for a loan • • • Main Entry: ↑loan …
