security holder
101attachment — The combination of different security types to create a unit. Units are usually comprised of warrants and bonds or warrants and equity. Securities may be combined at the request of the security holder or based on market convention …
102detachment — Separation of components that comprise a security – usually units comprised of warrants and bonds or warrants and equity. Units may be broken up at the request of the security holder or based on market convention …
103Canadian Sub-Surface — Infobox Company company name = Canadian Sub Surface Energy Services Corp. company company type = Public (tsx|CSE) company slogan = foundation = 2004 location = key people = Brad Gabel, President CEO, Ian Cameron, Vice President COO revenue =… …
104Letter of transmittal — In Finance, a Letter of Transmittal is a document used by a security holder to accompany certificates surrendered in an exchange or other corporate action. A Letter of Transmittal may also be a distribution list with the recipients of a memo,… …
105National Association of Corporate Directors — The National Association of Corporate Directors (NACD) is an independent, not for profit membership organization, dedicated to serving the corporate governance needs of directors of public, private, and non profit organizations. Founded in 1977,… …
106restricted securities — n. Securities acquired from the issuer in a transaction not open to the public and not available to the general public to purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.… …
107maintenance — A set minimum margin (per outstanding futures contract) that a customer must maintain in his margin account. Chicago Board of Trade glossary Appropriate ongoing adjustments to security holder records. Bloomberg Financial Dictionary * * *… …
108co-agent — An institution appointed by the issuer as co transfer agent accepts and transfers certificates and sends daily activity journals to the primary record keeping agent. A co agent does not maintain security holder records, but is used to facilitate… …
109letter of transmittal — A document used by security holder to accompany certificates surrendered in an exchange or other corporate action. Bloomberg Financial Dictionary …
110NOBO — ( non objecting beneficial owner) A beneficial ( street ) security holder who has not objected to his or her name being released to the Corporation, if the Corporation so requests. Bloomberg Financial Dictionary …
