securities transaction
61give up — Used for listed equity securities. (1) Term used in a securities transaction involving three brokers, as follows: Broker A, a floor broker, executes a buy order for broker B ( a member firm broker who has too much business at the time to execute… …
62Market Intelligence — (often contracted to MARKINT) is a relatively new intelligence discipline that exploits open source information gathered from global markets. It relies solely on publicly available information such as market prices and ancillary economic and… …
63cross receipt — USA A receipt signed by the issuer and the lead underwriter at the closing of a securities transaction in which the issuer acknowledges receipt of funds in payment for securities and the lead underwriter acknowledges receipt of the securities or …
64dealer — A firm or an individual who buys and sells for his own account. A dealer has ownership, even if only for an instant, between a purchase from one party and a sale to another party, and is thus compensated by the spread between the price paid and… …
65Remisier — A remisier (also known as a Commissioned Dealer s Representative) is an agent of a stockbroking company and receives a commission for each transaction handled (as compared with a paid dealer’s representative, who is a direct employee of a… …
66Income tax in India — The Indian Income Tax department is governed by the Central Board for Direct Taxes (CBDT) and is part of the Department of Revenue under the Ministry of Finance.The government of India imposes an income tax on taxable income of individuals, Hindu …
67Börsenumsatzsteuer — Die Börsenumsatzsteuer ist eine Kapitalverkehrsteuer und wird auf den Umsatz aus dem Handel mit Wertpapieren erhoben, wenn die Geschäfte im Inland oder unter Beteiligung wenigstens eines Inländers im Ausland abgeschlossen werden. Als Wertpapiere… …
68Capital gains tax — A capital gains tax (abbreviated: CGT) is a tax charged on capital gains, the profit realized on the sale of a non inventory asset that was purchased at a lower price. The most common capital gains are realized from the sale of stocks, bonds,… …
69SEC Rule 10b5-1 — is an administrative rule [http://www.sec.gov/rules/final/33 7881.htm enacted] by the United States Securities and Exchange Commission (SEC) in 2000. The SEC states that Rule 10b5 1 was enacted in order to resolve an… …
70Euroclear — One of two principal clearing houses for securities traded in the Euromarket. Euroclear specializes in verifying information supplied by two brokers in a securities transaction and the settlement of securities. Euroclear is market owned and… …
