securities transaction
31internal transaction category — In the Single Platform context, this transaction category includes:· Intra entity settlement transactions when both parties to the transactions are members of the same ( I) CSD; Euroclear Clearing and Settlement glossary This covers: Euroclear… …
32collateral transaction — In the ESES context, any transaction entered into between a Settlement Bank and a Central Bank where the Settlement Bank sells securities to the Central Bank against a purchase price and both parties irrevocably agree that the Settlement Bank… …
33internal transaction category — In the Single Platform context, this transaction category includes:· Intra entity settlement transactions when both parties to the transactions are members of the same (I)CSD; This covers: – intra Domestic transactions when both parties are using …
34Closed-Market Transaction — An order placed by a company's insider to buy or sell restricted securities from within the company's own treasury. Appropriate documentation must be filed before the order can be placed. A closed market… …
35matched sale transaction — Applies mainly to convertible securities ( convertible security). Procedure whereby the Federal Reserve Bank of New York sells government securities to a nonbank dealer against payment in federal funds. The agreement requires the dealer to sell… …
36registration of securities — Recording in the official books of the company of the name and address of the holder of each bond or certificate of stock, with the date of its issue, and, in the case of a transfer of stock from one holder to another, the names of both parties… …
37margin transaction — n. The purchasing of securities using a combination of cash and a loan extended by the broker making the purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008 …
38structured arbitrage transaction — A self funding, self hedged series of transactions that usually use mortgage backed securities ( MBS), commercial mortgage backed securities, and collateralized debt obligations as the primary assets. Bloomberg Financial Dictionary …
39insider short-swing transaction — A term of the Securities Exchange Act, typifying a transaction in the stock of a corporation by a director, officer, or principal stockholder, buying and selling on the basis of information obtained by him through his position in the company.… …
40International Securities Association For Institutional Trade Communication - ISITC — An organization of financial institutions and technology providers that improves the operational effectiveness of the financial industry. One key initiative the ISITC is promoting vigorously is the industry wide use of straight through processing …
