securities transaction
11Osaka Securities Exchange — Co., Ltd. 株式会社大阪証券取引所 Type Public K.K. Traded as JASDAQ: 8697 Industry Financial Founded …
12Exempt Transaction — A type of securities transaction where a business does not need to file registrations with any regulatory bodies, provided the number of securities involved is relatively minor compared to the scope of the issuer s operations and that no new… …
13net transaction — A securities transaction in which no commissions or extra fees are paid, such as in an initial public offering. Bloomberg Financial Dictionary * * * A transaction whereby the investor is not charged a commission. If a company sells new issues …
14DVP transaction — Any delivery versus payment securities transaction settled in the CSD System, the cash leg of which is settled using a Cash Account. Euroclear Clearing and Settlement glossary …
15DVP transaction — Any delivery versus payment securities transaction settled in the CSD System, the cash leg of which is settled using a Cash Account …
16restricted securities — Securities acquired directly or indirectly from an issuer, or from a person in a controlled relationship with the issuer (an affiliate ) in a transaction or chain of transactions not involving any public offering. Bader v. Fleschner, D.C.N.Y.,… …
17restricted securities — n. Securities acquired from the issuer in a transaction not open to the public and not available to the general public to purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.… …
18going private transaction — n: a corporate action (as a recapitalization, share repurchase, or tender offer) taken as part of going private Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. going private transaction …
19Australian Transaction Reports and Analysis Centre — (AUSTRAC) is an Australian government agency, established in 1989 under the Financial Transaction Reports Act 1988 . [ [http://www.comlaw.gov.au/comlaw%5Cmanagement.nsf/lookupindexpagesbyid/IP200403474?OpenDocument Financial Transaction Reports… …
20PIPE transaction — (PIPE) USA PIPE stands for private investment in public equity. A PIPE transaction is a transaction in which a public company issues equity securities in a private placement to investors (usually at a discount to the market price of its common… …
