securities trader
11Pattern day trader — is a term defined by the U.S. Securities and Exchange Commission to describe a stock market trader who executes 4 (or more) day trades in 5 business days in a margin account, provided the number of day trades are more than six percent of the… …
12Australian Securities Exchange — ASX redirects here. For other uses, see ASX (disambiguation). Australian Securities Exchange …
13Osaka Securities Exchange — Co., Ltd. 株式会社大阪証券取引所 Type Public K.K. Traded as JASDAQ: 8697 Industry Financial Founded …
14Head Trader — The manager of a trading business. He or she is responsible for the positions, risk and ultimate profitability of that business. In a registered securities firm, the head trader supervises all traders and other personnel… …
15List of Securities Examinations — The following is a list of FINRA, NASAA, and NFA financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no… …
16Desk Trader — A trader who is restricted to instituting trades for a firm s clients and who is unable to trade with his/her firm s own accounts. If you telephone a brokerage firm to order shares in a company, you ll most likely end up talking to a desk trader… …
17Universe Of Securities — A set of securities that shares a common feature such as the same market capitalization, industry or index. Universe of securities can also refer to securities within a defined price range, securities that deal in specific commodities and/or… …
18Firstrade Securities — Infobox Company company name = Firstrade Securities Inc. company company type = Private foundation = Flushing, New York (1985) location = Flushing, New York, USA key people = John C. Liu, CEO industry = Brokerages products = stock brokerage… …
19Paul Berliner (trader) — Paul Berliner is an American who formerly worked as a trader associated with the brokerage firm Schottenfeld Group. He was charged by the U.S. Securities and Exchange Commission with spreading a rumor designed to lower the sock price of Alliance… …
20day trader — noun : a speculator who seeks profit from the intraday fluctuation in the price of a security or commodity and therefore completes double trades of buying and selling or selling and covering in the course of single sessions of the market • day… …
