securities purchase statement
1Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …
2Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …
3Securities and Exchange Commission v. W. J. Howey Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. W. J. Howey Co. ArgueDate=May 2 ArgueYear=1946 DecideDate=May 27 DecideYear=1946 FullName=Securities and Exchange Commission v. W. J. Howey Co. et al. USVol=328 USPage=293 Citation=66… …
4Private Securities Litigation Reform Act — The United States Private Securities Litigation Reform Act of 1995 (PSLRA) implemented several substantive changes affecting certain cases brought under the federal securities laws, including changes related to pleading, discovery, liability,… …
5registration statement — In the USA, a lengthy document that has to be lodged with the Securities and Exchange Commission. It contains all the information relevant to a new securities issue that will enable an investor to make an informed decision whether or not to… …
6registration statement — In the USA, a lengthy document that has to be lodged with the Securities and Exchange Commission It contains all the information relevant to a new security issue that will enable an investor to make an informed decision whether or not to purchase …
7stock — The goods and wares of a merchant or tradesman, kept for sale and traffic. In a larger sense, the capital of a merchant or other person, including his merchandise, money, and credits, or, in other words, the entire property employed in business.… …
8Auction rate security — An auction rate security (ARS) typically refers to a debt instrument (corporate or municipal bonds) with a long term nominal maturity for which the interest rate is regularly reset through a dutch auction. It could also refer to a preferred stock …
9Orbitz — This article is about the online travel agency. For the soft drink, see Orbitz (soft drink). Orbitz Worldwide, Inc. Type Public Industry Travel services …
10SEC Form N-8B-4 — A filing with the Securities and Exchange Commission (SEC) that must be submitted by all face amount certificate companies. The SEC Form N 8B 4 contains information about the registrant s organization, control, voting trusts, concentration of… …
