securities and futures commission
1Securities And Futures Commission - SFC — An independent, non governmental statutory body responsible for regulating Hong Kong s securities and futures markets. The Securities and Futures Commission (SFC) was established by the Securities and Futures Commission Ordinance (SFCO). The SFC… …
2Securities and Futures Commission, Hong Kong — The Securities and Futures Commission of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. It is the main authority and supervision board for the security market in Hong Kong.… …
3Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… …
4U.S. Securities and Exchange Commission — Infobox Government agency agency name = U.S. Securities and Exchange Commission nativename = SEC seal width = 140px seal caption = formed = June 6, 1934 jurisdiction = Federal government of the United States headquarters = Washington, D.C.… …
5US Securities and Exchange Commission — SeeUS Securities and Exchange Commission (SEC). An independent regulatory agency of the US government that administers the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in… …
6Australian Securities and Investments Commission — noun a statutory body established in 1998 to administer the law relating to company formation and dissolution, securities, futures, consumer protection, etc.; replaced the Australian Securities Commission (ASC, 1989–98) which was formerly the… …
7futures commission merchant — ( FCM) An individual or organization that solicits or accepts orders to buy or sell futures contracts or options on futures and accepts money or other assets from customers to support such orders. Also referred to as commission house or wire… …
8Futures commission merchant — A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures contracts, subject to the rules of a futures exchange and, who, in connection with such solicitation or acceptance of orders, accepts any… …
9Futures exchange — Financial markets Public market Exchange Securities Bond market Fixed income Corporate bond Government bond Municipal bond …
10Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …
