securities and exchange commission fr
81Exchange fund — An Exchange Fund or Swap Fund is a mechanism specific to the U.S., first introduced in 1999 that allows holders of large amount of a single stock to diversify into a basket of other stocks without directly selling their stock. The purpose of this …
82exchange — exchanger, n. /iks chaynj /, v., exchanged, exchanging, n. v.t. 1. to give up (something) for something else; part with for some equivalent; change for another. 2. to replace (returned merchandise) with an equivalent or something else: Most… …
83Securities Acts — Federal and state statutes governing the registration, offering, sale, etc. of securities. Major federal acts include the Securities Act of 1933 and the Securities Exchange Act of 1934 (q.v.). Such federal acts are administered by the Securities… …
84Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …
85commission — commissionable, adj. commissional, adj. commissive, adj. commissively, adv. /keuh mish euhn/, n. 1. the act of committing or giving in charge. 2. an authoritative order, charge, or direction. 3. authority granted for a particular action or… …
86Securities Act Of 1933 — A federal piece of legislation enacted as a result of the market crash of 1929. The legislation had two main goals: (1) to ensure more transparency in financial statements so investors can make informed decisions about investments, and (2) to… …
87Securities Fraud — A type of serious white collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use to make decisions. Securities Fraud can also be committed by… …
88Exchange — (as used in expressions) American Stock Exchange commodity exchange Securities and Exchange Commission …
89AND — ► masculino INFORMÁTICA Operador lógico y (conjunción lógica) que solo da valor lógico verdadero (1) cuando ambos operandos son verdaderos. * * * (as used in expressions) Aniakchak National Monument and Preserve Arts and Crafts Movement American… …
90National Development and Reform Commission — NDRC redirects here. For other uses, see NDRC (disambiguation). National Development and Reform Commission 国家发展和改革委员会 Agency overview Formed 2003 Preceding agencies State Planning Commission State Development Planning Commission Jurisdiction …
