securities and exchange commission fr
61Commission des valeurs mobilières de l'ontario — La Commission des Valeurs Mobilières de l Ontario (CVMO), également connue en anglais sous le nom de Ontario Securities Commission (OSC), parfois surnommée le « gendarme de la Bourse de Toronto » ou « gendarme des marchés »,… …
62securities acts — n. Federal and state statutes that govern registration of and trade in corporate securities, including the Securities Act of 1933 and the Securities Exchange Act of 1934, administered by the Securities and Exchange Commission. The Essential Law… …
63Commission — may refer to: Commission (remuneration), a form of payment to an agent for services rendered Commission (document), a document given to commissioned officers. Commissioning, a process or service provided to validate the completeness and accuracy… …
64Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …
65Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …
66Securities Act of 1933 — A US statute which primarily regulates the offer and sale of securities by an issuer to the public in the US. It creates a mechanism for the registration of securities publicly offered and the use of a prospectus in connection with such a public… …
67securities clearing agency — Under Title 11 U.S.C. Section 101: (48) The term securities clearing agency means person that is registered as a clearing agency under section 17A of the Securities Exchange Act of 1934, or exempt from such registration under such section… …
68Securitiesand Exchange Commission — Se·cu·ri·ties and Exchange Commission (sĭ kyo͝orʹĭ tēz) n. A U.S. government agency that supervises the exchange of securities so as to protect investors against malpractice. * * * …
69COMMISSION DES OPÉRATIONS DE BOURSE — (C.O.B.) Organisme public français dont la création, par une ordonnance du 28 septembre 1967, s’est inspirée de celle de la célèbre S.E.C., la Securities and Exchange Commission, qui avait été instituée aux États Unis en 1934. La Commission des… …
70Exchange-traded fund — An exchange traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks.[1] An ETF holds assets such as stocks, commodities, or bonds, and trades close to its net asset value over the course of the trading day. Most ETFs… …
