securities and exchange commission fr
51Securities & Exchange Commission — The SEC is a federal agency that regulates the U.S.financial markets. The New York Times Financial Glossary ( SEC) A federal agency that regulates the US financial markets. The SEC also oversees the securities industry and promotes full… …
52Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …
53Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …
54Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …
55securities self regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …
56securities self-regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …
57Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …
58commission — com·mis·sion n 1: a formal written authorization to perform various acts and duties a notary s commission 2 a: authority to act for, in behalf of, or in place of another b: a task or matter entrusted to one as the agent for another 3 a: a group… …
59Commission Des Valeurs Mobilières De L'Ontario — La Commission des Valeurs Mobilières de l Ontario (CVMO), également connue en anglais sous le nom de Ontario Securities Commission (OSC), parfois surnommée le « gendarme de la Bourse de Toronto » ou « gendarme des marchés »,… …
60Commission des valeurs mobilieres de l'Ontario — Commission des valeurs mobilières de l Ontario La Commission des Valeurs Mobilières de l Ontario (CVMO), également connue en anglais sous le nom de Ontario Securities Commission (OSC), parfois surnommée le « gendarme de la Bourse de… …
