securities and exchange commission fr
121Prague Stock Exchange (PSE) — The primary securities exchange of the Czech Republic. The Prague Stock Exchange is the biggest organizer of the securities market in the Czech Republic, and second largest in central and eastern Europe. This exchange is divided into two types of …
122Pump and dump — is a form of microcap fraud that involves artificially inflating the price of a stock through false and misleading positive statements, in order to sell the cheaply purchased stock at a higher price. Once the operators of the scheme dump their… …
123Iraq Stock Exchange — The Iraq Stock Exchange (ISX), formally the Baghdad Stock Exchange, is a stock exchange in Baghdad, Iraq.The Iraq Stock Exchange was incorporated and began operations in June 2004. It operates under the oversight of the Iraq Securities Commission …
124Compliance and ethics program — There has been a long history of business and government excesses and subsequent legal, public and political reaction. Response to criminal misconduct has resulted in legal sanctions, governance practices, compliance standards and cultural… …
125Philippine Government Securities — Description of the Security Philippine government securities (locally referred to as GS ) are the unconditional debt obligations of the Republic of the Philippines. These are all in the local currency, the Philippine peso. The securities are… …
126Trinidad and Tobago Stock Exchange — The Trinidad and Tobago Stock Exchange (TTSE) is the main stock exchange in the Republic of Trinidad and Tobago. Currently as one of the overall leading stock exchanges in the Caribbean region, the Trinidad and Tobago stock exchange caters mostly …
127Uniform Securities Act — The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities …
128New York Stock Exchange — the largest stock exchange in the U.S., located in New York City. Abbr.: NYSE, N.Y.S.E. Cf. American Stock Exchange. * * * ▪ stock exchange, New York City, New York, United States one of the world s largest marketplaces for securities and other …
