rule of exchange
1Rule 12g3-2(b) — USA A rule under the Exchange Act that exempts foreign private issuers from complying with the ongoing periodic filing requirements of the Exchange Act. To qualify for the exemption, a foreign private issuer must: • Be listed on a non US exchange …
2Rule 10b–5 — / ˌten ˌbē fīv/ n [10b–5 from the section of the Securities Exchange Act of 1934 pursuant to which the rule was formulated]: a rule adopted by the Securities and Exchange Commission in furtherance of the Securities Exchange Act that outlaws fraud …
3Rule 184 — is a one dimensional binary cellular automaton rule, notable for solving the majority problem as well as for its ability to simultaneously describe several, seemingly quite different, particle systems:* Rule 184 can be used as a simple model for… …
4Rule 10b-5 disclosure letter — A letter under Rule 10b 5 of the US Securities Exchange Act of 1934. Rule 10b 5 provides that liability in connection with the offering document may arise if material information is omitted or materially misleading information is included. A Rule …
5exchange-for-physical trade — Exchange For Physical (EFP) Trade An EFP refers to a privately negotiated and simultaneous exchange of a futures position for a corresponding cash position ( i.e., a basis trade) apart from the public auction market in the context of a non… …
6Exchange — may mean: * Trade or barter, the voluntary exchange of goods and/or services * Social exchange * Student exchange program or high school exchange * Exchange rule, from Mathematical Logic * The exchange (chess), the value difference between rook… …
7Rule 13D — is an SEC rule requiring disclosure by anyone acquiring a beneficial ownership of 5% or more of any equity security registered with the SEC. If the company is listed on an exchange, the form must be filed with the exchange, too …
8Rule 10b5-1 Plans — USA The SEC has adopted Rule 10b5 1 of the Exchange Act which provides an affirmative defense to Rule 10b 5 insider trading liability in circumstances where a trade was not made on the basis of material non public information. Rule 10b5 1 plans,… …
9Rule 144A — of the US Securities Act of 1933. This rule provides an exemption from the Act s registration requirements for resales of certain securities in the US to any institution that the seller reasonably believes is a qualified institutional buyer. For… …
10Exchange-traded fund — An exchange traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks.[1] An ETF holds assets such as stocks, commodities, or bonds, and trades close to its net asset value over the course of the trading day. Most ETFs… …
