rule 10b-13
1Rule 10b–5 — / ˌten ˌbē fīv/ n [10b–5 from the section of the Securities Exchange Act of 1934 pursuant to which the rule was formulated]: a rule adopted by the Securities and Exchange Commission in furtherance of the Securities Exchange Act that outlaws fraud …
2Rule 10b-6 — A rule set forth by the Securities and Exchange Commission (SEC) that prohibits the purchase of stock by an issuer when the stock has not completed distribution. Rule 10b 6 is designed to prevent issuers from tampering with the market by bidding… …
3Rule 10b-5 — A regulation formally known as the Employment of Manipulative and Deceptive Practices that was created under the Securities Exchange Act of 1934. This rule deems it to be illegal for anybody to directly or indirectly use any measure to defraud,… …
4Rule 10b-5 disclosure letter — A letter under Rule 10b 5 of the US Securities Exchange Act of 1934. Rule 10b 5 provides that liability in connection with the offering document may arise if material information is omitted or materially misleading information is included. A Rule …
5Rule 10b-18 — An SEC rule that provides a safe harbor for companies and their affiliated purchasers when the company or affiliates repurchase the company s shares of common stock (i.e., they will not be deemed to have violated anti fraud provisions of the… …
6Rule 10b-5 — This Rule of the Securities and Exchange Commission makes it unlawful, in connection with the purchase or sale of any security, to make any untrue statement of a material fact or to omit to state a material fact necessary hi order to make the… …
7SEC Rule 10b-5 — is one of the most important rules promulgated by the U.S. Securities and Exchange Commission, pursuant to its authority granted under the Securities Exchange Act of 1934. The rule prohibits any act or omission resulting in fraud or deceit in… …
8Rule 10b5-1 Plans — USA The SEC has adopted Rule 10b5 1 of the Exchange Act which provides an affirmative defense to Rule 10b 5 insider trading liability in circumstances where a trade was not made on the basis of material non public information. Rule 10b5 1 plans,… …
910b-5 letter — USA See Rule 10b 5 disclosure letter. Practical Law Dictionary. Glossary of UK, US and international legal terms. www.practicallaw.com. 2010 …
10SEC Rule 10b5-1 — is an administrative rule [http://www.sec.gov/rules/final/33 7881.htm enacted] by the United States Securities and Exchange Commission (SEC) in 2000. The SEC states that Rule 10b5 1 was enacted in order to resolve an… …
