record of securities
1Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …
2record date — The date set to determine the owner entitled to the next dividend, interest, or principal payment. The payment is due to the owner who owned the security on the record date. American Banker Glossary (1) Date by which a shareholder must officially …
3Record date — (1) Date by which a shareholder must officially own shares in order to be entitled to a dividend. For example, a firm might declare a dividend on Nov 1, payable Dec 1 to holders of record Nov 15. Once a trade is executed an investor becomes the… …
4record — 1. verb To commit to writing, to printing, to inscription, or the like. To make an official note of; to write, transcribe, or enter in a book, file, docket, register, computer tape or disc, or the like, for the purpose of preserving authentic… …
5Encumbered Securities — Securities that are owned by one entity, but subject to a legal claim by another. When an entity borrows from another, legal claim on the securities owned by the borrower can be taken as security by the lender should the borrower default on its… …
6Philippine Government Securities — Description of the Security Philippine government securities (locally referred to as GS ) are the unconditional debt obligations of the Republic of the Philippines. These are all in the local currency, the Philippine peso. The securities are… …
7Muscat Securities Market — Type Stock Exchange Location Muscat, Oman, Sultanate of Oman Founded …
8restricted securities — n. Securities acquired from the issuer in a transaction not open to the public and not available to the general public to purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.… …
9Office of the Kansas Securities Commissioner — is an independent state agency. The mission of the Office of the Kansas Securities Commissioner (KSC) is to protect and inform Kansas investors, to promote integrity and full disclosure by issuers and securities professionals, to investigate and… …
10Holder Of Record — The name of the person who is the registered owner of a security and who has the rights, benefits and responsibilities of ownership. The holder of record for a stock typically has shareholder voting rights and receives dividend payouts if there… …
