quality of investor protection
1protection — Level to which the capital is partially protected, below which the net asset value of a SGAM Flexible ETF may not fall in any rolling one year period. NYSE Euronext Glossary * * * protection pro‧tec‧tion [prəˈtekʆn] noun [uncountable] 1. the act …
2Dodd–Frank Wall Street Reform and Consumer Protection Act — Full title An Act to promote the financial stability of the United States by improving accountability and transparency in the financial system, to end too big to fail , to protect the American taxpayer by ending bailouts, to protect consumers… …
3Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… …
4Convertible bond — Financial markets Public market Exchange Securities Bond market Fixed income Corporate bond Government bond Municipal bond …
5Northwestern University School of Law — Motto Quaecumque sunt vera (Latin) Ὁ Λόγος πλήρης χάριτος καὶ ἀληθείας Ho logos pleres charitos kai aletheias (Greek) Whatsoever things are true (Philippians 4:8 AV) The word full of grace and truth ( …
6Hedge fund — A hedge fund is a private investment fund open to a limited range of investors which is permitted by regulators to undertake a wider range of activities than other investment funds and which pays a performance fee to its investment manager.… …
7Liste des agences fédérales des États-Unis — Demande de traduction List of United States federal agencies → …
8Cross listing — of one company on multiple exchanges should not be confused with dual listed companies, where two distinct companies with separate stocks listed on different exchanges function as one company. Cross listing of shares is when a firm lists its… …
9New York Stock Exchange — This article is about the stock exchange. For its parent company, see NYSE Euronext. New York Stock Exchange …
10Sarbanes-Oxley Act — The Sarbanes Oxley Act of 2002 (USStatute|107|204|116|745|2002|07|30), also known as the Public Company Accounting Reform and Investor Protection Act of 2002 and commonly called SOX or Sarbox; is a United States federal law enacted on July 30,… …
