over-the-counter securities
101Intellidex — An Intellidex is a securities product created by and proprietary to the American Stock Exchange. Intellidexes are created by analyzing groups of stocks and selecting specific stocks to include in an investment portfolio. These portfolios range… …
102List of Statutory Instruments of the United Kingdom, 2008 — This is an incomplete list of Statutory Instruments of the United Kingdom in 2008. NOTOC 1 100* Insolvency Practitioners and Insolvency Services Account (Fees) (Amendment) Order 2008 S.I. 2008/3 * Information as to Provision of Education… …
103NASDAQ — [[t]ˈnæs dæk, ˈnæz [/t]] n. ste tao National Association of Securities Dealers Automated Quotations: a system for quoting over the counter securities …
104Treasury stock — A treasury stock or reacquired stock is stock which is bought back by the issuing company, reducing the amount of outstanding stock on the open market ( open market including insiders holdings). Stock repurchases are often used as a tax efficient …
105AMEX — An acronym for The American Stock Exchange. Has markets in Equities, Options and Over the counter securities. In 1992 it started the Emerging Company Marketplace (ECM) for small (so called penny stock) companies. Has a trading floor link to the …
106CBOE — An acronym for The Chicago Board Options Exchange. Has markets in Equities, Options and Over the counter securities. Several indexes are used to track the market performance: S&P 100 Index, S&P 500 Index, LEAPS S&P 100 Index, LEAPS S&P 500… …
107Uniform Practice Code — Standards of the NASD prescribing procedures for handling over the counter securities transactions, such as delivery, settlement date, and ex dividend date. Bloomberg Financial Dictionary …
108Korean Stock Exchange — Located in Seoul. Has markets in Equities and Over the counter securities …
109Commodity Futures Modernization Act of 2000 — The Commodity Futures Modernization Act of 2000 (CFMA) is United States federal legislation that officially ensured the deregulation of financial products known as over the counter derivatives. It was signed into law on December 21, 2000 by… …
110Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… …
