national association of securities professionals
1National Association Of Securities Dealers - NASD — The NASD was a self regulatory organization of the securities industry responsible for the operation and regulation of the Nasdaq stock market and over the counter markets. It also administrated exams for investment professionals, such as the… …
2National Association of Personal Financial Advisors — (or NAPFA) is an American financial planning trade organization created in 1983 to expand the use of Fee Only financial advisors by individual consumers. NAPFA established the first set of professional standards for Fee Only financial advisors… …
3Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… …
4National Futures Association — ( NFA) An industrywide, industry supported, self regulatory organization for futures and options markets. The primary responsibilities of the NFA are to enforce ethical standards and customer protection riles, screen futures professional for… …
5Association of Chartered Certified Accountants — Infobox Company company name = The Association of Chartered Certified Accountants (ACCA) company company type = British chartered accountancy body foundation = flagicon|UK [England, UK] (1904) company slogan = ACCA Accountancy s uncommon… …
6National Investor Relations Institute — The National Investor Relations Institute, known as NIRI, is the largest professional association for investor relations (IR) professionals in the world. Located in Vienna, Virginia, NIRI is the professional association of corporate officers and… …
7Stephanie Neely — Infobox Politician name = Stephanie D. Neely height = caption = Treasurer of the City of Chicago residence = Chicago, Illinois office = Treasurer, City of Chicago term start = 2006 term end = Present predecessor = Judith Rice successor =… …
8United States — a republic in the N Western Hemisphere comprising 48 conterminous states, the District of Columbia, and Alaska in North America, and Hawaii in the N Pacific. 267,954,767; conterminous United States, 3,022,387 sq. mi. (7,827,982 sq. km); with… …
9Northwestern University School of Law — Motto Quaecumque sunt vera (Latin) Ὁ Λόγος πλήρης χάριτος καὶ ἀληθείας Ho logos pleres charitos kai aletheias (Greek) Whatsoever things are true (Philippians 4:8 AV) The word full of grace and truth ( …
10Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …
