national association of securities dealers
41Banc of America Securities — Infobox Company company name = Banc of America Securities company company type = LLC company slogan = Higher Standards location = flagicon|United States|size=20px New York City, USA key people = Brian T. Moynihan, President num employees =… …
42General Securities Representative Exam — The General Securities Representative Exam, commonly referred to as the Series 7 Exam, is a required exam to become a Registered Representative of a broker dealer in the United States.The exam is a six hour, 260 question test (250 of which count… …
43Banking And Securities Industry Committee - BASIC — A committee established in 1970 to standardize, automate and streamline stock certificate and options processing. The Banking and Securities Industry Committee (BASIC) sought to uphold uniform rules and regulations regarding the trading and… …
44Municipal Securities Rulemaking Board - MSRB — A regulating body that creates rules and policies for investment firms and banks in the issuing and sale of municipal bonds, notes and other municipal securities by states, cities and counties. Activities regulated by the MSRB include the… …
45Canadian securities regulation — is managed through laws and agencies established by Canada s 13 provincial and territorial governments. Each province and territory has a securities commission or equivalent authority. Unlike any other major federations, Canada does not have a… …
46Canadian Payments Association — The Canadian Payments Association (CPA) is a not for profit association created in 1980 by an act of parliament, the Canadian Payments Act, to establish and operate national systems for the clearing and settlement of payments and other… …
47NASD — National Association Of Securities Dealers …
48NASD — National Association Of Securities Dealers …
49NASDAQ — National Association of Securities Dealers Automatic Quotation System. An electronic quotation system that provides price quotations to market participants about the more actively traded common stock issues in the OTC market. About 4,000 common… …
50NASD — National Association of Securities Dealers (NASD) An association of broker/dealers. The association supervises and regulates the trading and the conduct of its member organizations and the licensed brokers who work for those member organizations …
