m (of securities)
1Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …
2securities — I noun assets, bonds, capital, evidences of debts, evidences of obligations, holdings, invested property, investment, negotiables, property, shares, stocks associated concepts: corporate securities, investment securities, sale of securities II… …
3Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …
4Securities and Exchange Commission, Bangladesh — Securities and Exchange Commission(SEC) is the regulator of the capital market of Bangladesh,comprising of Dhaka Stock Exchange and Chittagong Stock Exchange.BackgroundSEC was established on 8th June, 1993 under the Securities and Exchange… …
5Securities and Exchange Commission — n. A federal agency that oversees the sale and issuing of corporate stocks and bonds and corporate takeovers. abbrv. SEC The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008. Securities and… …
6Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B …
7Securities and Exchange Commission (Nigeria) — Securities and Exchange Commission, Nigeria Formation 1979 Purpose/focus Regulate the capital market Official languages English …
8Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …
9Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters …
10Securities Industry and Financial Markets Association — (SIFMA) USA SIFMA is a securities industry trade association that represents the interests of securities firms, banks, US registered broker dealers and asset managers. SIFMA represents its members on regulatory and legislative issues that impact… …
