investment underwriter
11underwriter — un•der•writ•er [[t]ˈʌn dərˌraɪ tər[/t]] n. 1) bus a person or company that underwrites insurance policies or investment securities 2) cvb bus a sponsor or backer • Etymology: 1610–20 …
12Lead Underwriter — A investment bank or other financial outfit that has the primary directive for organizing an initial public stock offering, or a secondary offering for companies that are already publicly traded. The lead underwriter will usually work with other… …
13qualified independent underwriter — USA An underwriter that participates in an SEC registered offering where there is a conflict of interest under NASD Rules (for example, when an underwriter participating in a securities offering owns 10% or more of the issuer s common equity). To …
14Monet Investment Bank — Monet LLC, or Monet Capital Investment Bank, is a Mongolian underwriting, brokerage and investment banking firm based in Ulaanbaatar, the country’s capital city. Originally established as “Bats Invest” in 1997, it was one of the first companies… …
15Global Investment House — (Global): is a full fledged investment company incorporated in 1998, and falls under the regulation of the Central Bank of Kuwait.Its underlying foundation is to meet the high expectations of local and international clients, and to enhance the… …
16Alternative Investment Market — The Alternative Investment Market (AIM) is a sub market of the London Stock Exchange, allowing smaller companies to float shares with a more flexible regulatory system than is applicable to the Main Market. The AIM was launched in 1995 and has… …
17Public Offering — The sale of equity shares or other financial instruments by an organization to the public in order to raise funds for business expansion and investment. Public offerings of corporate securities in the U.S. must be registered with and approved by… …
18Little Rock River Market District — The Little Rock River Market District is the downtown area of Little Rock, Arkansas along the Arkansas River. Since 1996, it has become the cultural, social and corporate center of Arkansas’ capital city. It consists of the area east of… …
19Collateralized debt obligation — Financial markets Public market Exchange Securities Bond market Fixed income Corporate bond Government bond Municipal bond …
20Underwriting — refers to the process that a large financial service provider (bank, insurer, investment house) uses to assess the eligibility of a customer to receive their products (equity capital, insurance, mortgage or credit). The name derives from the… …
