investment services
1investment services — Under the Investment Services Directive this phrase incorporates the activities of dealing, arranging and managing. As such, these activities when undertaken in qualifying instruments are within the scope of the Directive. Dresdner Kleinwort… …
2Investment Services Directive — (ISD) A European Union directive, adopted in 1993, which establishes the conditions in which authorised investment firms and banks can provide specified services in other EU member states on the basis of home state authorisation and supervision.… …
3Investment Services Directive — ( ISD) A European directive that allows certain businesses once authorised ( authorisation) in one part of the EEA to undertake investment services in another part of the EEA without the need for re authorisation. Consequently, authorisation… …
4Investment Services Directive — ISD An EU directive (1993) providing a regulatory framework for securities dealing. It states that securities firms should be admitted by their domestic regulator before they are allowed to operate at a European level. A new ISD, which greatly… …
5Investment Services Directive — ISD An EU directive (1993) providing a regulatory framework for securities dealing. It states that securities firms should be admitted by their domestic regulator before they are allowed to operate at a European level. A new ISD, which greatly… …
6providers of investment services — include both investment companies ( entreprises d investissement ) and banks/other credit institutions authorized to offer investment services ( établissements de crédit ).Investment companies are entities whose core business consists of one or… …
7Short-term investment services — Services that assist firms in making short term investments. The New York Times Financial Glossary …
8short-term investment services — Services that assist firms in making short term investments. Bloomberg Financial Dictionary …
9investment firm — For the purposes of the FSA Handbook, any legal person the regular occupation or business of which is the provision of core investment services (that is, services listed in Schedule 2 to the Regulated Activities Order) for third parties on a… …
10Investment Company — A corporation or trust engaged in the business of investing the pooled capital of investors in financial securities. This is most often done either through a closed end fund or an open end fund (also referred to as a mutual fund). In the U.S.,… …