investment securities
81Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …
82Investment Analysts Society of Southern Africa — The Investment Analyst s Society of Southern Africa (IAS, IASSA) is the liaison body for the financial analyst profession in South Africa. It is based in Johannesburg South Africa, but also has members from Cape Town, Durban and throughout the… …
83Securities Fraud — A type of serious white collar crime in which a person or company, such as a stockbroker, brokerage firm, corporation or investment bank, misrepresents information that investors use to make decisions. Securities Fraud can also be committed by… …
84Investment bank — Financial intermediaries who perform a variety of services, including aiding in the sale of securities, facilitating mergers and other corporate reorganizations, acting as brokers to both individual and institutional clients, and trading for… …
85Investment trust — A closed end fund regulated by the Investment Company Act of 1940. These funds have a fixed number of shares which are traded on the secondary markets similarly to corporate stocks. The market price may exceed the net asset value per share, in… …
86Securities and Exchange Commission — SEC The U.S. federal agency responsible for overseeing and regulating security markets and corporate financial reporting. Established in 1934, following the Securities Act of 1933 and the Securities Exchange Act of 1934, the SEC has quasi… …
87investment firm — noun a financial institution that sells shares to individuals and invests in securities issued by other companies • Syn: ↑investment company, ↑investment trust, ↑fund • Derivationally related forms: ↑fund (for: ↑fund) …
88investment trust — noun a financial institution that sells shares to individuals and invests in securities issued by other companies • Syn: ↑investment company, ↑investment firm, ↑fund • Derivationally related forms: ↑fund (for: ↑fund) …
89investment bank — noun Etymology: investment (II) : an institution that specializes in buying and selling large blocks of securities (as new issues) and in raising funds for capital expansion • investment banking noun * * * inˈvestment bank 7 [investment bank …
90Investment Technology Group — Infobox Company company name = Investment Technology Group, Inc. company type = Public (Nyse|ITG) foundation = 1987 location = New York City, USA key people = Robert Gasser (President and CEO), Maureen O Hara (Chairman of the board), Howard… …
