investment securities
71investment letter — A letter of intent between the issuer of new securities and the buyer, in the private placement of these new securities. The letter of intent establishes that the securities are being bought for a minimum time period and are treated as an… …
72Investment Company — A corporation or trust engaged in the business of investing the pooled capital of investors in financial securities. This is most often done either through a closed end fund or an open end fund (also referred to as a mutual fund). In the U.S.,… …
73investment counselor — noun or investment adviser Etymology: investment (II) : an individual or firm that analyzes and makes recommendations on a client s securities for a fee but does not have physical custody of these securities investment counselors or advisers must …
74investment — money used to purchase any capital items for the business and expected to yield an income. Glossary of Business Terms The creation of more money through the use of capital. Bloomberg Financial Dictionary This has a special regulatory meaning… …
75Investment Industry Regulatory Organization of Canada - IIROC — The governing authority for all debt and equity markets, investments and investment brokers, dealers and providers in Canada. The Investment Industry Regulatory Organization of Canada (IIROC) is a self regulatory organization, similar to the… …
76Securities And Futures Commission - SFC — An independent, non governmental statutory body responsible for regulating Hong Kong s securities and futures markets. The Securities and Futures Commission (SFC) was established by the Securities and Futures Commission Ordinance (SFCO). The SFC… …
77Securities and Exchange Commission — The federal agency which administers such laws as the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935, the Investment Adviser s Act of 1940 and the… …
78Investment risk — On ground of assurance of the return, there are two kinds of Investments Riskless and Risky. Riskless investments are guaranteed, but since the value of a guarantee is only as good as the guarantor, those backed by the full faith and confidence… …
79Investment Company Institute — The Investment Company Institute (ICI) is the national association of U.S. investment companies. ICI encourages adherence to high ethical standards, promotes public understanding of funds and investing, and advances the interests of investment… …
80Investment certificate — This article is specific to the United States.An investment certificate is an investment product offered by an investment company or brokerage firm designed to offer a competitive yield to an investor with the added safety of their principal. [… …
