investment company broker

  • 61J. & W. Seligman & Co. — J. W. Seligman Co. was a prominent U.S. investment bank c. 1860s 1920s, which continues to the present as a mutual fund manager.HistoryIt was founded by Joseph Seligman and seven brothers in New York in 1840 as a dry goods merchant and achieved… …

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  • 62accredited investor — ac·cred·it·ed investor /ə kre də təd / n: an investor that qualifies under the Securities Act of 1933 and related Securities and Exchange Commission regulations as one having at least a specified net worth and a certain level of knowledge and… …

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  • 63Market timing — is the strategy of making buy or sell decisions of financial assets (often stocks) by attempting to predict future market price movements. The prediction may be based on an outlook of market or economic conditions resulting from technical or… …

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  • 64institutional accredited investors — (IAIs) USA Any institutional investor which falls within any of the following categories of accredited investor at the time of the sale of the securities to that investor: • Any bank; any savings and loan association, whether acting in its… …

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  • 65IAIs — institutional accredited investors (IAIs) USA Any institutional investor which falls within any of the following categories of accredited investor at the time of the sale of the securities to that investor: • Any bank; any savings and loan… …

    Law dictionary

  • 66IAI — institutional accredited investors (IAIs) USA Any institutional investor which falls within any of the following categories of accredited investor at the time of the sale of the securities to that investor: • Any bank; any savings and loan… …

    Law dictionary

  • 67Federal Reserve System — FRB and FED redirect here. For other uses, see FRB (disambiguation) and FED (disambiguation). Federal Reserve System …

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  • 68Peter Halloran — Peter M. Halloran, born bda|1962|04|06, is the founder and CEO of Pharos Financial Group, an investment firm active in the markets of the former Soviet Union. He has been a leader in the development of the Russian capital markets since their… …

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  • 69Municipal Securities Rulemaking Board — The Municipal Securities Rulemaking Board, often referred to as the MSRB, writes investor protection rules and other rules regulating broker dealers and banks in the United States municipal securities market, including tax exempt and taxable… …

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  • 70ŽIA valda — Infobox Company company name = ŽIA valda company type = Public foundation = Vilnius, Lithuania (1997) location = Vilnius, Lithuania key people = Marius Žutautas, Gediminas Žiemelis industry = Investment num employees = 3000 (2008) homepage =… …

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