investment adviser
1investment adviser — USA Any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities or… …
2investment adviser — UK US noun [C] (also investment advisor) FINANCE ► FINANCIAL ADVISER(Cf. ↑financial adviser) …
3Investment Adviser Association — The Investment Adviser Association [ [http://www.investmentadviser.org IAA Home ] ] (IAA) is a not for profit association that exclusively represents the interests of federally registered investment advisory firms. Founded in 1937, the… …
4investment adviser — noun someone who advises others how to invest their money • Syn: ↑investment advisor • Hypernyms: ↑adviser, ↑advisor, ↑consultant * * * noun see investment counselor …
5investment adviser — one who provides counsel on how and when best to invest …
6investment adviser — /ɪn vestmənt ədˌvaɪzə/ noun a person who advises people on what investments to make …
7investment adviser — Any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the advisability of purchasing or selling securities, or who, for compensation and as a regular business,… …
8Uniform Investment Adviser Law Exam — The Uniform Investment Adviser Law Examination also called the Series 65 exam was developed by NASAA and is administered by the NASD. This examination is designed to qualify candidates as investment adviser representatives. The Uniform Investment …
9Investment Company Act of 1940 — Investment Company Act of 1940, as amended (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose …
10Investment Company Act of 1940, as amended — (ICA) USA The Investment Company Act of 1940 (15 U.S.C. §§ 80a 1 − 80a 64) regulates mutual funds and other companies that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the… …
