financial disclosure form
1Form 10–K — n: a financial disclosure form required by the Securities and Exchange Commission to be filed annually by companies issuing securities or having a threshold amount of gross assets Merriam Webster’s Dictionary of Law. Merriam Webster. 1996 …
2Financial Services Modernization Act of 1999 — Gramm Leach Bliley Act (GLBA) USA Also known as the Financial Services Modernization Act of 1999. The GLBA repealed provisions of the Banking Act of 1933 (Glass Steagall Act) which prohibited one institution from acting as an investment bank,… …
3Form S-1 — USA The long form registration statement form used to register securities pursuant to the Securities Act when no other form is authorized or prescribed. This form is most commonly used in connection with an IPO and requires comprehensive… …
4Form 10 — USA The default form for registering a class of securities under Sections 12(b) or 12(g) of the Exchange Act. Even though Form 10 is the basic Exchange Act registration statement, it is rarely used because of the availability of the shorter and… …
5Form F-1 — USA The long form registration statement used by foreign private issuers to register securities under the Securities Act when no other form is authorized or prescribed. This form is most commonly used in connection with initial public offerings… …
6SEC Form SB-2 — A filing with the Securities and Exchange Commission (SEC) required for small businesses with revenues and public market float of less than $25 million. It is used to register securities to be sold for cash. This form requires less detailed… …
7Financial Planning Association — The Financial Planning Association (or FPA), created in 2000 through the merger of the Institute of Certified Financial Planners (ICFP) and the International Association for Financial Planning (IAFP),[1] is a leadership and advocacy organization… …
8Financial adviser — Personal finance Credit and debt Pawnbroker Student loan Employment contract Salary Wage Em …
9Financial Services Authority — The Financial Services Authority ( FSA ) is an independent non governmental body, quasi judicial body and a company limited by guarantee that regulates the financial services industry in the United Kingdom. Its main office is based in Canary… …
10financial reporting standard — Rules and guidance on accounting practice and *disclosure in *financial statements. Along with legislation and custom, financial reporting standards (sometimes referred to as *accounting standards) are the foundation of *Generally Accepted… …
