exchange law
61London Metal Exchange Limited — (LME) The UK derivatives exchange which trades metal futures and options. The LME is a recognised investment exchange in the UK and a prescribed market for the market abuse regime …
62London Stock Exchange — (LSE) One of the world s oldest and largest stock exchanges and the principal London exchange for equity and bond trading. It is a UK recognised investment exchange and allows companies to raise capital from its two markets: the main market and… …
63Securities Exchange Act — of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US. It regulates tender… …
64US Securities and Exchange Commission — SeeUS Securities and Exchange Commission (SEC). An independent regulatory agency of the US government that administers the US securities markets. It has broad powers to issue regulations, institute administrative proceedings and bring a suit in… …
65Rules of the London Stock Exchange — United Kingdom The rules of the London Stock Exchange (Rules) to which all member firms of the London Stock Exchange are bound. The Rules are divided into the following sections: • Definitions • Core rules • Order book trading rules • Off order… …
66A/B exchange offer — USA A registered exchange offer in which the issuer issues new registered securities (usually non convertible debt) with terms identical to original securities issued in a private placement and offers the new securities to the holders of the… …
67Exchange Square (Hong Kong) — Infobox Skyscraper building name = Exchange Square 交易廣場 caption = One and Two Exchange Square by day on 21 June 2008 year highest = year end = plural = yes location = Flagicon|Hong Kong Hong Kong, China coordinates =… …
68Stock Exchange Listing — A company s shares can become listed on the Stock Exchange or traded on the Alternative Investment Market which has less demanding entry criteria. The company s shares can be traded in the market at publicly quoted prices. The advantage of having …
69Stock Exchange Rules — Companies with a full listing on the Stock Exchange are subject to the Listing rules which are found in a yellow loose leaf book know as the Yellow Book . Similar rules apply to companies traded on the AIM Market. Easyform Glossary of Law Terms.… …
70Exchange Stabilization Fund — The Exchange Stabilization Fund (ESF) is an emergency reserve fund of the United States Treasury Department, normally used for foreign exchange intervention. This arrangement (as opposed to having the central bank intervene directly) allows the… …
