enforcement actions
41Office of the Oklahoma Attorney General — Office of the Attorney General State of Oklahoma Great Seal of Oklahoma Agency overview Formed November 17, 1907 Preceding agency …
42Naked short selling — Schematic representation of naked short selling in two steps. The short seller sells shares without owning them. He then purchases and delivers the shares for a different market price. If the short seller cannot afford the shares in the second… …
43United States Office of Special Counsel — For the other United States offices of special counsel, see U.S. Office of Special Counsel (disambiguation). United States Office of Special Counsel Official seal Agency overview Formed …
44Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …
45Federal Trade Commission — Infobox Government agency agency name = Federal Trade Commission logo = logo width = logo caption = seal width = 150 px seal caption = Official seal formed = September 26, 1914 preceding1 = Bureau of Corporations jurisdiction = Federal government …
46California Proposition 65 (1986) — Proposition 65 is a California law that has been in effect since 1986 to promote clean drinking water and keep toxic substances that cause cancer and birth defects out of consumer products. Proposition 65 s formal title is The Safe Drinking Water …
47Food and Drug Administration — FDA redirects here. For other uses, see FDA (disambiguation). Food and Drug Administration Agency overview Formed 1906 …
48Operation Buccaneer — On December 11, 2001, in an international operation known as Operation Buccaneer, law enforcement agents in six countries targeted 62 people suspected of software piracy, with leads in twenty other countries. U.S. law enforcement agents, led by… …
49Global settlement — The Global Settlement was an enforcement agreement reached on April 23, 2003 between the SEC, NASD, NYSE, and ten of the United States s largest investment firms to address issues of conflict of interest within their businessesCitation | title =… …
50Heckler v. Chaney — SCOTUSCase Litigants=Heckler v. Chaney ArgueDate=December 3 ArgueYear=1984 DecideDate=March 20 DecideYear=1985 FullName=Heckler, Secretary of Health and Human Services v. Chaney, et al. USVol=470 USPage=821 Citation= Prior= Subsequent= Holding=… …
