compliance
71Compliance Program — The internal programs and policy decisions made by a company in order to meet the standards set by government laws and regulations. A company will often have a compliance team that examines the rules set forth by government bodies like the… …
72Compliance professional — A compliance professional is an expert that utilizes and perfects means of gaining influence. Though the means of gaining influence are common, their aims vary from political, economic, to personal. Thus the label of compliance professional… …
73Compliance Inspection — Unit Compliance Inspection (UCI) is a United States Air Force inspection conducted to assess areas mandated by law, as well as mission areas identified by senior Air Force and Major Command (MAJCOM) leadership as critical or important to the… …
74Compliance Screening — Unter Compliance Screening versteht man das Prüfen von Namen und Adressen gegen die von verschiedenen Institutionen herausgegeben Anti Terror Listen. Diese Bestimmungen sind in den EG Antiterrorismus Verordnungen und in US Auflagen festgelegt.… …
75Compliance Officer — An employee whose responsibilities include ensuring that the company complies with its outside regulatory requirements and internal policies. A compliance officer may review and set standards for outside communications by requiring disclaimers in …
76compliance audit — An *audit of Compliance with external *regulations or *internal control procedures. A compliance audit is not to be confused with Compliance testing the former has as its *audit objective the verification of compliance with external or internal… …
77compliance testing — Auditing procedures that evaluate the reliability of an entity’s *internal controls. In contrast to *substantive testing, which focuses on verifying the accuracy of quantifiable amounts, compliance testing aims to gain Reasonable assurance that… …
78Compliance problem — The Compliance problem is a problem in contractarian ethics. It states that it is in the individuals best interest to agree to contracts, but not to comply to them. Thomas Hobbes first outlined the compliance problem in The Leviathan with the… …
79compliance tests — Tests used during an audit to determine the effectiveness of a company s control procedures. The extent of compliance testing will depend upon the extent to which specific controls are relied upon. Results of compliance testing will indicate the… …
80compliance cost — The cost of maintaining Compliance procedures. For example, an organization that faces heavy external Regulation may be obliged to keep costly monitoring records, and to employ a team of auditors to perform Compliance audits …
