brokerage contract
41Merrill Lynch — This article is about Merrill Lynch as an independent company prior to its January 2009 acquisition by Bank of America and its continuing existence as the wealth management division of Bank of America. For the corporate and investment banking… …
42Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …
43Day trading — This article is about the practice. For the occupation, see Day trader. Day trading refers to the practice of buying and selling financial instruments within the same trading day such that all positions are usually closed before the market close… …
44security — /si kyoor i tee/, n., pl. securities, adj. n. 1. freedom from danger, risk, etc.; safety. 2. freedom from care, anxiety, or doubt; well founded confidence. 3. something that secures or makes safe; protection; defense. 4. freedom from financial… …
45Multiple listing service — A Multiple Listing Service (MLS, also Multiple Listing System or Multiple Listings Service) is a suite of services that enables brokers to establish contractual offers of compensation (among brokers), facilitates cooperation with other broker… …
46Commonwealth Securities — Type Subsidiary Traded as ASX: CBA Industry …
47Sub-agent — For a more detailed explanation of real estate agency and non agency relationships, see Real estate broker Sub agent (or, broadly, Sub agency) is a real estate term in the United States describing the relationship which a real estate broker and… …
48Microcap stock fraud — The night singer of shares sold stock on the streets during the South Sea Bubble. Amsterdam, 1720. Microcap stock fraud is a form of securities fraud involving stocks of microcap companies, generally defined in the United States as those with a… …
49Financial adviser — Personal finance Credit and debt Pawnbroker Student loan Employment contract Salary Wage Em …
50Crowley Maritime — Corporation Type Private corporation Founded San Francisco, Cali …
