broker-dealer
1broker-dealer — USA Most securities firms function as both a broker and dealer, so they are referred to as broker dealers. A broker is any person engaged in the business of effecting transactions in securities for the account of others in exchange for a fee or… …
2broker-dealer — roker dealer n. a financial specialist who trades for his own account and so acts both as a broker and principal. [WordNet 1.5] …
3broker-dealer — broker ,dealer noun count a person or company that buys and sells STOCKS, SHARES, or goods for other people …
4broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… …
5Broker-dealer — A broker dealer is a company that trades securities for customers as well as for its own account. In the United States, a broker dealer has to be registered with the Financial Industry Regulatory Authority. When executing trade orders on behalf… …
6broker-dealer — noun a financial specialist who trades for his own account and so acts both as a broker and principal • Hypernyms: ↑principal, ↑dealer * * * ˈbroker dealer f54 [broker dealer broker dealers] noun …
7Broker-Dealer — A person or firm in the business of buying and selling securities operating as both a broker and a dealer depending on the transaction. Technically, a broker is only an agent who executes orders on behalf of clients, whereas a dealer acts as a… …
8broker-dealer — UK / US noun [countable] Word forms broker dealer : singular broker dealer plural broker dealers business a person or company that buys and sells stocks, shares, or goods for other people …
9Broker Dealer Exchange — Broker Dealer Exchange, LLC (often referred to as BDX) is an investment bank. Headquartered in downtown New York at Hannover Square, BDX operates from several offices in New York, Los Angeles, St Petersburg and London.BDX is mostly involved in… …
10broker-dealer fund — ➔ fund1 * * * broker dealer fund UK US noun [C] FINANCE, STOCK MARKET ► a fund that is only open to broker dealers …