principal broker
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principal — prin·ci·pal 1 / prin sə pəl/ adj 1: being the main or most important, consequential, or influential their principal place of business the principal obligor 2: of, relating to, or constituting principal or a principal the principal amount of the… … Law dictionary
broker-dealer — USA Most securities firms function as both a broker and dealer, so they are referred to as broker dealers. A broker is any person engaged in the business of effecting transactions in securities for the account of others in exchange for a fee or… … Law dictionary
broker-dealer — roker dealer n. a financial specialist who trades for his own account and so acts both as a broker and principal. [WordNet 1.5] … The Collaborative International Dictionary of English
Broker — For other uses, see Broker (disambiguation). Brokerage redirects here. For the not for profit organization the Brokerage , see The Brokerage Citylink. A broker is a party that arranges transactions between a buyer and a seller, and gets a… … Wikipedia
principal — in the case of a loan, refers to the actual amount borrowed and on which interest is paid. Glossary of Business Terms The remaining balance owed on a loan by a borrower or on a security by its issuer, exclusive of any accrued interest. American… … Financial and business terms
Principal — (1) The total amount of money being borrowed or lent. (2) The party affected by agent decisions in a principal agent relationship. The New York Times Financial Glossary * * * ▪ I. principal prin‧ci‧pal 1 [ˈprɪnspl] noun 1. [singular] FINANCE… … Financial and business terms
broker — An agent who brings two parties together, enabling them to enter into a contract to which the broker is not a principal. The broker s remuneration consists of a brokerage, usually calculated as a percentage of the sum involved in the contract but … Big dictionary of business and management
broker-dealer — noun a financial specialist who trades for his own account and so acts both as a broker and principal • Hypernyms: ↑principal, ↑dealer * * * ˈbroker dealer f54 [broker dealer broker dealers] noun … Useful english dictionary
broker — An agent who brings two parties together, enabling them to enter into a contract to which the broker is not a principal. The broker s remuneration consists of a brokerage, which is usually calculated as a percentage of the sum involved in the… … Accounting dictionary
broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… … Financial and business terms
broker — A person whose business is to bring buyer and seller together. Moore v Turner, 137 W Va 299 71 SE2d 342, 32 ALR2d 713. More precisely defined as an agent who, for a commission or brokerage fee, bargains or carries on negotiations in behalf of his … Ballentine's law dictionary
