participation securities
1participation certificates — ( PC) Used in the context of general equities. investments representing an interest in a pool of funds or in other instruments, such as foreign securities, that allow participation in the rise or fall of a security or group of securities.… …
2List of Securities Examinations — The following is a list of FINRA, NASAA, and NFA financial securities examinations. Most FINRA examinations are divided into two categories: Registered Representative and Registered Principal levels. An asterisk designates that there is no… …
3BNP Paribas Securities Services — BNP Paribas Pour les articles homonymes, voir BNP. Logo de BNP Paribas C …
4China’s Securities Industry — Contents 1 The History 2 Local securities companies 3 Rankings 4 Reference 5 External links …
5Direct participation program — (or direct participation plan, abbreviated DPP) is a financial security that enables investors to participate in a business venture s cash flow and taxation benefits. Chiefly used in the past as a tax shelter, recent tax regulations have reduced… …
6Mortgage Participation Certificate — A type of security that groups together Freddie Mac conventional mortgages. These certificates are guaranteed by Freddie Mac and are taxable by federal, state and the local government. These certificates are also referred to as pass through… …
7Type IV securities — A category of investment securities defined by the Office of the Comptroller of the Currency ( OCC) (12 CFR 1). This is a category added in the 1996 amendments. A Type IV security is any one of the following: (1) A small business related security …
8Direct Participation Program — (or Direct Participation Plan , abbreviated DPP) is a financial security which enables investors to participate in a business venture s cash flow and taxation benefits. Chiefly used in the past as a tax shelter, recent tax regulations have… …
9National Association of Securities Dealers Automated Quotation system — NASDAQ Logo du NASQAQ Façade du NASDAQ, sur …
10National Association of Securities Dealers Automated Quotations — NASDAQ Logo du NASQAQ Façade du NASDAQ, sur …
