broker-dealer company
61Swiss Re — For the Swiss Re Tower, London, see: 30 St Mary Axe Infobox Company company name = Swiss Re company company type = Aktiengesellschaft foundation = December 19, 1863 location=Zurich, Switzerland key people = industry = Reinsurance products =… …
62Nationally Recognized Statistical Rating Organization — A Nationally Recognized Statistical Rating Organization (or NRSRO ) is a credit rating agency which issues credit ratings that the U.S. Securities and Exchange Commission (SEC) permits other financial firms to use for certain regulatory… …
63Due diligence — For other uses, see Diligence (disambiguation). Companies law …
64Stock market — Financial markets Public market Exchange Securities Bond market Fixed income Corporate bond Government bond Municipal bond …
65Bernard L. Madoff — Bernard Lawrence „Bernie“ Madoff [meidɔf] (* 29. April 1938 in Queens, New York City) ist ein US amerikanischer Milliardenbetrüger und ehemaliger Finanz und Börsenmakler. Er war Vorsitzender der Technologiebörse NASDAQ. Bernard Madoff… …
66New York Stock Exchange — This article is about the stock exchange. For its parent company, see NYSE Euronext. New York Stock Exchange …
67Dividend — This article is about financial dividends. For dividends in arithmetic, see Division (mathematics). Accountancy Key concepts Accountant · Accounting period · Bookkeeping · Cash and accrual basis  …
68Speculation — Speculator redirects here. For the village, see Speculator, New York. For the Montana mining incident, see Speculator Mine disaster. This article is about the financial term. For other uses, see Speculation (disambiguation). Financial market… …
69A. G. Edwards — Infobox Company company name = A.G. Edwards, Inc. company company type = Subsidiary foundation = 1887 location = St. Louis, MO, U.S. key people = Robert Bagby: Chairman and CEO |Knee Lysol: Chairman and CMO num employees = 15,480 industry =… …
70Nationally recognized statistical rating organization — A Nationally Recognized Statistical Rating Organization (NRSRO) is a credit rating agency (CRA) that issues credit ratings that the U.S. Securities and Exchange Commission (SEC) permits other financial firms to use for certain regulatory purposes …
