broker-dealer company
11Dealer — An individual or company which buys and sells financial instruments which it owns for its own account. See also Broker …
12Dual-listed company — Dual listed companies should not be confused with cross listed companies, where the stock of one company is listed on more than one stock exchange. A dual listed company or DLC is a corporate structure in which two corporations function as a… …
13New York Life Insurance Company — Type Mutual Industry Insurance: Life Annuity Founded 1845 …
14American National Insurance Company — Infobox Company company name = American National Insurance Company, Inc company company type = Public (nasdaq|ANAT) company slogan = foundation = 1905 location = One Moody Plaza, Galveston, Texas key people = Robert L. Moody, Chairman CEO num… …
15Houlihan Smith & Company — Infobox Company company name = Houlihan Smith Company, Inc. industry = Investment Banking foundation = 1996 founders = Richard Houlihan and Andy Smith location = Chicago products = Mergers Acquisitions Advisory Business Valuations Private… …
16Wholesale car dealer — A wholesale car dealer is a car dealer that cannot sell vehicles to the general public, and can sell only to other car dealers. The wholesale car dealer may purchase from car dealer auctions and other car dealers but they can sell the vehicle… …
17ICAP (company) — Infobox Company company name = ICAP plc company company slogan = vector company type = Public (lse|IAP) genre = foundation = 1986 founder = location = London, England, UK origins = key people = Michael Spencer Group CEO Mark Yallop Group COO area …
18David Nason — Assistant Secretary for Financial Institutions, U.S. Treasury In office June 2007 – January 2009 President George W. Bush Prece …
19Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… …
20Commodity Futures Modernization Act of 2000 — The Commodity Futures Modernization Act of 2000 (CFMA) is United States federal legislation that officially ensured the deregulation of financial products known as over the counter derivatives. It was signed into law on December 21, 2000 by… …
